Best Investors Account Sign in

Nicola Tang

Citigroup Global Markets Inc.

San Francisco, CA

San Rafael, CA

Claim This Profile
Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-25
  • CA RA
    APPROVED
    Since 2026-03-25

Branch Locations

Citi Wealth Management, Sales One Market Plaza, 40Th Fl, San Francisco, CA 94105 • United States

Cwm Retail, Sales 666 3Rd St, San Rafael, CA 94901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc El Cerrito CA 05/2023 09/2025
Citibank San Francisco CA 03/2020 05/2023
Mokutanya Burligname CA 12/2013 01/2017
Dolce Construction Daly City CA 01/2017 02/2019
Mokutanya Burlingame CA 02/2019 03/2020
Jp Morgan Chase Bank, N.A. El Cerrito CA 05/2023 09/2025
Citigroup San Rafael CA 10/2025 Present
  • 05/2023 → 09/2025
    J.P. Morgan Securities Llc
    El Cerrito, CA
  • 03/2020 → 05/2023
    Citibank
    San Francisco, CA
  • 12/2013 → 01/2017
    Mokutanya
    Burligname, CA
  • 01/2017 → 02/2019
    Dolce Construction
    Daly City, CA
  • 02/2019 → 03/2020
    Mokutanya
    Burlingame, CA
  • 05/2023 → 09/2025
    Jp Morgan Chase Bank, N.A.
    El Cerrito, CA
  • 10/2025 → Present
    Citigroup
    San Rafael, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-24
S63 Uniform Securities Agent State Law Examination 2023-08-18
  • S65 Uniform Investment Adviser Law Examination
    2026-03-24
  • S63 Uniform Securities Agent State Law Examination
    2023-08-18
Other Names
  • Nicola Min Fai Tang
  • Nicola Tang
  • Nicola M Tang

View on SEC IAPD

Other Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.
1SHARPE CAPITAL LLC
RBC SECURITIES, INC
STRATEGIC ADVISERS LLC
VALEAS CAPITAL PARTNERS
ZENTARA EXCHANGE LTD

Other Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS
MARK ALLAN ANDERSON
RALPH MELVILLE DRYBROUGH
PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

More in San Francisco, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor