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Usi Advisors CRD 108113
$56.3B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-08-21 |
Branch Locations
180 Park Ave 1St Floor, Florham Park, NJ 07932 • United States
95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Main Road Biscuit Co. | Jamesport | NY | 05/2021 | 08/2021 |
| Brookhaven National Lab | Upton | NY | 06/2022 | 08/2022 |
| Stifel, Nicolaus & Company, Inc. | Chicago | IL | 06/2023 | 08/2023 |
| Riverhead High School | Riverhead | NY | 09/2016 | 06/2020 |
| Lehigh University | Bethlehem | PA | 08/2020 | 05/2024 |
| Stifel, Nicolaus & Company, Inc. | Chicago | IL | 06/2024 | 06/2025 |
| Usi Consulting Group | Glasonbury | CT | 07/2025 | Present |
| Usi Advisors | Glstonbury | CT | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2025-02-04 |
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