Samuel Novoa Lyons

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-02-26
TX	RA	APPROVED	2025-02-26

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boston	MA	07/2024	Present
Union Bank Of Switzerland	Boston	MA	11/2023	04/2024
Boston College	Chestnut Hill	MA	08/2020	05/2024
Chipotle	The Woodlands	TX	01/2020	11/2020
Randall's	The Woodlands	TX	05/2019	02/2020
The John Cooper School	The Woodlands	MA	08/2016	05/2020
Bank Of America Corporation	Houston	TX	06/2023	08/2023

07/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA
11/2023 → 04/2024

Union Bank Of Switzerland

Boston, MA
08/2020 → 05/2024

Boston College

Chestnut Hill, MA
01/2020 → 11/2020

Chipotle

The Woodlands, TX
05/2019 → 02/2020

Randall's

The Woodlands, TX
08/2016 → 05/2020

The John Cooper School

The Woodlands, MA
06/2023 → 08/2023

Bank Of America Corporation

Houston, TX

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-02-19

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