Trevor Carroll

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-01-26
CT	RA	APPROVED	2025-12-05

TX RA
APPROVED_RES

Since 2026-01-26
CT RA
APPROVED

Since 2025-12-05

Branch Locations

Boston, MA • United States

30 Man Mar Dr Ste 14, Plainville, MA 02762-2271 • United States

275 Grove St Ste 1W-305, Auburndale, MA 02466 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Auburndale	MA	06/2023	Present
Stevens Institute Of Technology	Hoboken	NJ	09/2019	06/2023
First Republic Bank	Boston	MA	06/2021	08/2021
D&G Deli	Norwood	MA	06/2019	09/2019
Xaverian Brothers High School	Westwood	MA	09/2015	06/2019

06/2023 → Present

Ameriprise Financial Services, Llc

Auburndale, MA
09/2019 → 06/2023

Stevens Institute Of Technology

Hoboken, NJ
06/2021 → 08/2021

First Republic Bank

Boston, MA
06/2019 → 09/2019

D&G Deli

Norwood, MA
09/2015 → 06/2019

Xaverian Brothers High School

Westwood, MA

Other Businesses

Outside Employment; Net Flows LLC; being paid though LLC for work at Ameriprise; Manage advisory business; 275 Grove St, Suite 1W-305, AUBURNDALE, MA, 02466; Investment-Related; 06/05/2023; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-12-27

S66 Uniform Combined State Law Examination

2023-12-27

Other Names

Trevor Carroll
Trevor Thomas Carroll

View on SEC IAPD