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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-07
NY RA APPROVED 2026-01-05
PA RA APPROVED 2026-01-05
NJ RA APPROVED 2025-10-27
  • FL RA
    APPROVED
    Since 2026-01-07
  • NY RA
    APPROVED
    Since 2026-01-05
  • PA RA
    APPROVED
    Since 2026-01-05
  • NJ RA
    APPROVED
    Since 2025-10-27

Branch Locations

100 Campus Dr, Florham Park, NJ 07932 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Florham Park NJ 07/2025 Present
Cantor Fitzgerald New York NY 06/2024 08/2024
Merrill Lynch Summit NJ 06/2023 07/2023
Canoe Brook Country Club Summit NJ 05/2021 08/2022
Gettysburg College Gettysburg PA 08/2021 05/2025
Unemployed Summit NJ 01/2015 05/2021
Bank Of America, N.A. Florham Park NJ 12/2025 Present
  • 07/2025 → Present
    Florham Park, NJ
  • 06/2024 → 08/2024
    Cantor Fitzgerald
    New York, NY
  • 06/2023 → 07/2023
    Merrill Lynch
    Summit, NJ
  • 05/2021 → 08/2022
    Canoe Brook Country Club
    Summit, NJ
  • 08/2021 → 05/2025
    Gettysburg College
    Gettysburg, PA
  • 01/2015 → 05/2021
    Unemployed
    Summit, NJ
  • 12/2025 → Present
    Bank Of America, N.A.
    Florham Park, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-25
  • S66 Uniform Combined State Law Examination
    2025-10-25
Other Names
  • Charles Wattick

View on SEC IAPD

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