Cole L Cecconi

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-10-08
NC	RA	APPROVED	2025-08-07

TX RA
APPROVED

Since 2025-10-08
NC RA
APPROVED

Since 2025-08-07

Branch Locations

13510 Ballantyne Corporate Pl, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	06/2025	Present
Merrill Lynch	Charlotte	NC	05/2024	08/2024
Merrill Lynch	Charlotte	NC	06/2023	06/2023
Orlando Regional Realtor Association	Orlando	FL	05/2022	08/2022
Rollins College	Winter Park	FL	08/2020	05/2025
Trinity Preparatory School	Orlando	FL	08/2016	05/2020
Bank Of America, N.A.	Charlotte	NC	09/2025	Present

06/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
05/2024 → 08/2024

Merrill Lynch

Charlotte, NC
06/2023 → 06/2023

Merrill Lynch

Charlotte, NC
05/2022 → 08/2022

Orlando Regional Realtor Association

Orlando, FL
08/2020 → 05/2025

Rollins College

Winter Park, FL
08/2016 → 05/2020

Trinity Preparatory School

Orlando, FL
09/2025 → Present

Bank Of America, N.A.

Charlotte, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-02-22

S66 Uniform Combined State Law Examination

2025-02-22

View on SEC IAPD

More in Charlotte, NC

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