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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-20 |
| TX | RA | APPROVED | 2024-09-16 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
3109 W Dr. Martin Luther King Blvd Suite 600, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Philadelphia Eagles | Philadelphia | PA | 01/2023 | 05/2023 |
| Img Academy | Bradenton | FL | 06/2022 | 08/2022 |
| Dominos Pizza | York | PA | 10/2020 | 07/2021 |
| Student | York | PA | 09/2019 | 05/2023 |
| Hockessin Athletic Club | Hockessin | DE | 09/2017 | 08/2019 |
| Jakes Wayback Burgers | Avondale | PA | 08/2016 | 08/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2023 | 05/2024 |
| Northwestern Mutual Investment Services Llc | Kng Of Prussia | PA | 10/2023 | 05/2024 |
| Fisher Investments | Tampa | FL | 07/2024 | Present |
| Unemployed | Landenberg | PA | 06/2024 | 07/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2024-03-25 |
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