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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-05
IL RA APPROVED 2025-12-15
MO RA APPROVED 2025-12-15
  • TX RA
    APPROVED
    Since 2026-01-05
  • IL RA
    APPROVED
    Since 2025-12-15
  • MO RA
    APPROVED
    Since 2025-12-15

Branch Locations

Columbia, IL • United States

127 E Main, Belleville, IL 62220 • United States

301 S Main St, Columbia, IL 62236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Illinois Department Of Corrections Menard IL 06/2009 06/2023
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2023 12/2024
Northwestern Mutual Investment Services Llc Fairview Hts IL 10/2023 12/2024
Mml Investors Services, Llc Swansea IL 01/2025 Present
Massmutual Life Insurance Co Swansea IL 01/2025 Present
  • 06/2009 → 06/2023
    Illinois Department Of Corrections
    Menard, IL
  • 08/2023 → 12/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2023 → 12/2024
    Northwestern Mutual Investment Services Llc
    Fairview Hts, IL
  • 01/2025 → Present
    Swansea, IL
  • 01/2025 → Present
    Massmutual Life Insurance Co
    Swansea, IL
Other Businesses

1) NAME: HUDSON PROPERTY INVESTMENTS LLC INV REL: Y ADD: 13549 SOUTH EGYPT SHORES DRIVE, CREAL SPRINGS, IL, USA, 62922 NATURE: HOLDING COMPANY FOR PROPERTIES POSITION: OWNER START DATE: 01/20/2022 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: OPERATIVE/ADMINISTRATIVE DUTIES RELATED TO OVERSEEING THE PROPERTIES MANAGED BY BRICKTOWN HOLDINGS LLC (IE MAKING SURE MORTGAGES, INSURANCE, AND PROPERTY TAXES ARE PAID) 2) NAME: BRICKTOWN HOLDINGS LLC, INV REL: Y ADD: 13549 SOUTH EGYPT SHORES DRIVE, CREAL SPRINGS, IL, USA, 62922 NATURE: MANAGEMENT COMPANY FOR SUBSHOP, GAMING LOUNGE, LAUNDROMAT, DRY CLEANERS, SHORT TERM AND LONG TERM RENTALS POSITION: OWNER START DATE: 01/05/2020 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: OVERSEES DAILY OPERATIONS OF THE PROPERTIES AND BUSINESSES OWNED WITHIN THE LLC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-11-24
S63 Uniform Securities Agent State Law Examination 2025-10-25
  • S65 Uniform Investment Adviser Law Examination
    2025-11-24
  • S63 Uniform Securities Agent State Law Examination
    2025-10-25
Other Names
  • Jr Hudson
  • Jr Hudson

View on SEC IAPD

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