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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2008-02-29 |
Branch Locations
2601 Reid Farm Rd Suite A, Rockford, IL 61114 • United States
14 N Parker Drive Suite 200, Janesville, WI 53545 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. | Rockford | IL | 02/2008 | Present |
Name/Address: North Carolina Townhome 8209 Clasara Circle Raleigh NC 27613 Start Date: 9/15/2020 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Owner/Landlord Non Investment Related Name/Address: Utah Condo 1370 Center Dr. #4 Park City 84098 Start Date: 10/20/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Owner/Landlord Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-21 |
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