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Gregory Newlin

Charles Schwab & Co., Inc.

Westlake, TX

Phoenix, AZ

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-09
  • TX RA
    APPROVED
    Since 2022-09-09

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritrade Inc Bellevue NE 02/1999 12/2023
Charles Schwab & Co, Inc Westlake TX 12/2022 Present
Td Waterhouse Investor Services, Inc. Bellevue NE 04/2006 12/2023
  • 02/1999 → 12/2023
    Ameritrade Inc
    Bellevue, NE
  • 12/2022 → Present
    Charles Schwab & Co, Inc
    Westlake, TX
  • 04/2006 → 12/2023
    Td Waterhouse Investor Services, Inc.
    Bellevue, NE
Previous Registrations
  • 2016-02-29 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
    Jersey City, NJ
    San Diego, CA
    Omaha, NE
    Omaha, NE
    Westlake, TX
    Westlake, TX
    Westlake, TX
    Omaha, NE
  • 2005-12-07 → 2018-12-10
    Td Ameritrade Investment Management, Llc
    Bellevue, NE
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-25
  • S66 Uniform Combined State Law Examination
    2005-11-25
Other Names
  • Greg Newlin
  • Gregory Alan Newlin

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · WESTLAKE, TX
STRATEGIC ADVISERS LLC · WESTLAKE, TX
FIDELITY INSTITUTIONAL WEALTH ADVISER LLC · WESTLAKE, TX
EDWARD JONES · Westlake, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Trophy Club, TX
LPL FINANCIAL LLC · TROPHY CLUB, TX
ADVISOR RESOURCE COUNCIL · Trophy Club, TX
EDWARD JONES · TROPHY CLUB, TX

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