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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2015-06-02 |
| TX | RA | APPROVED_RES | 2014-08-19 |
| IL | RA | APPROVED | 2014-06-04 |
Branch Locations
105 S. York St. Suite 525, Elmhurst, IL 60126 • United States
Libertyville, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Elmhurst | IL | 06/2014 | Present |
| Raymond James Financial Services Advisors Inc. | Elmhurst | IL | 06/2014 | Present |
(1)Name of Business: Romes Investment Center Address: 117 Adell Place, Elmhurst, IL, 60126, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 11/14/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-17 |
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