David Alexander Sosa

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-03-14
NY	RA	APPROVED	2025-03-08

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	07/2024	Present
Mister Car Wash	Orlando	FL	02/2024	04/2024
Unemployed	Pembroke Pines	FL	04/2024	07/2024
Bank Of America Merrill Lynch	New York	NY	06/2023	08/2023
University Of Central Florida	Orlando	FL	05/2020	05/2024
High School / Middle School	Miramar	FL	10/2014	06/2020
Publix Super Markets	Pembroke Pines	FL	05/2021	08/2021
Publix Supermarkets	Orlando	FL	01/2022	05/2023

07/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
02/2024 → 04/2024

Mister Car Wash

Orlando, FL
04/2024 → 07/2024

Unemployed

Pembroke Pines, FL
06/2023 → 08/2023

Bank Of America Merrill Lynch

New York, NY
05/2020 → 05/2024

University Of Central Florida

Orlando, FL
10/2014 → 06/2020

High School / Middle School

Miramar, FL
05/2021 → 08/2021

Publix Super Markets

Pembroke Pines, FL
01/2022 → 05/2023

Publix Supermarkets

Orlando, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-03-07