Thomas Joseph Dagger

Oppenheimer & Co. Inc.

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Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-07
NJ	RA	APPROVED	2016-12-23

NY RA
APPROVED

Since 2021-04-07
NJ RA
APPROVED

Since 2016-12-23

Branch Locations

2 Jericho Plaza Suite 113, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc	Jericho	NY	07/2011	Present

07/2011 → Present

Oppenheimer & Co. Inc

Jericho, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-12-22
S63	Uniform Securities Agent State Law Examination	2002-07-18

S65 Uniform Investment Adviser Law Examination

2016-12-22
S63 Uniform Securities Agent State Law Examination

2002-07-18

Other Names

Thomas J Daggez

View on SEC IAPD

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