Jack Harris Prock

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-05
IL	RA	APPROVED	2026-05-14

Branch Locations

110 N Wacker Dr, Chicago, IL 60606 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	07/2024	Present
Miami University	Oxford	OH	08/2023	07/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	06/2023	08/2023
Miami University	Oxford	OH	07/2022	06/2023
Amazon	Joliet	IL	05/2021	07/2021
Miami University	Oxford	OH	08/2020	05/2022
Benet Academy	Lisle	IL	08/2016	06/2020
Naperville Yard	Naperville	IL	06/2022	07/2023

07/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
08/2023 → 07/2024

Miami University

Oxford, OH
06/2023 → 08/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
07/2022 → 06/2023

Miami University

Oxford, OH
05/2021 → 07/2021

Amazon

Joliet, IL
08/2020 → 05/2022

Miami University

Oxford, OH
08/2016 → 06/2020

Benet Academy

Lisle, IL
06/2022 → 07/2023

Naperville Yard

Naperville, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-05-14