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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2025-01-27 |
| UT | RA | APPROVED | 2024-09-13 |
| TX | RA | APPROVED | 2004-03-25 |
Branch Locations
4801 Gaillardia Pkwy. Suite 100, Oklahoma City, OK 73142 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Oklahoma City | OK | 01/2011 | Present |
Shannon McIntire Skin Care / 14511 Ella Gate Court, Humble, TX 77396 / United States / www.shannonmcintire.com / No / Company / Services (Business, Professional, Support) / Skin care treatments and products / Advisor or advisory group member if advice given may influence an officer/board / Give general business advice to owner / Start Date 7/30/2018 / No / No
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-24 |
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