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Alexa Rose Swetz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Philadelphia, PA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-30
PA RA APPROVED 2025-06-02
  • TX RA
    APPROVED
    Since 2025-06-30
  • PA RA
    APPROVED
    Since 2025-06-02

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1600 Jfk Blvd, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 07/2024 Present
Merrill Lynch Wayne PA 06/2023 08/2023
Bottle King Hillsborough NJ 05/2022 07/2022
Temple University Philadelphia PA 06/2020 05/2024
Unemployed Philadelphia PA 05/2024 07/2024
Hillsborough High School Hillsborough NJ 09/2016 06/2020
  • 07/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Philadelphia, PA
  • 06/2023 → 08/2023
    Merrill Lynch
    Wayne, PA
  • 05/2022 → 07/2022
    Bottle King
    Hillsborough, NJ
  • 06/2020 → 05/2024
    Temple University
    Philadelphia, PA
  • 05/2024 → 07/2024
    Unemployed
    Philadelphia, PA
  • 09/2016 → 06/2020
    Hillsborough High School
    Hillsborough, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-02
  • S66 Uniform Combined State Law Examination
    2025-06-02

View on SEC IAPD

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