Anne G Torrez

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-07-09
IL	RA	APPROVED	2026-06-01

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	07/2024	Present
Roesch Library	Dayton	OH	08/2022	05/2024
Dairy Queen	Park Ridge	IL	08/2017	08/2020
University Of Dayton Bookstore	Dayton	OH	08/2020	05/2024
Unemployed	Chicago	IL	01/2015	08/2017
Albertsons Companies, Inc.	Niles	IL	05/2021	08/2021
University Of Dayton	Dayton	OH	08/2021	05/2022
Ala Carte Entertainment Inc	Chicago	IL	05/2022	08/2022
Bank Of America	Chicago	IL	06/2023	08/2023

07/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
08/2022 → 05/2024

Roesch Library

Dayton, OH
08/2017 → 08/2020

Dairy Queen

Park Ridge, IL
08/2020 → 05/2024

University Of Dayton Bookstore

Dayton, OH
01/2015 → 08/2017

Unemployed

Chicago, IL
05/2021 → 08/2021

Albertsons Companies, Inc.

Niles, IL
08/2021 → 05/2022

University Of Dayton

Dayton, OH
05/2022 → 08/2022

Ala Carte Entertainment Inc

Chicago, IL
06/2023 → 08/2023

Bank Of America

Chicago, IL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-06-01

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