Warren H Chapman

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-08-07
NC	RA	APPROVED	2025-07-06

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Huntersville	NC	07/2024	Present
Bank Of America	Charlotte	NC	08/2021	05/2024
Town Of Cornelius Staff	Cornelius	NC	08/2021	05/2024
Lowes Hardware	Concord	NC	07/2020	06/2021
Bethune Cookman University	Daytona Beach	FL	08/2023	05/2024
Bethune Cookman University	Daytona Beach	FL	08/2022	06/2024
Unc	Charlotte	NC	08/2017	05/2022
Unemployed	Huntersville	NC	01/2015	07/2017

07/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Huntersville, NC
08/2021 → 05/2024

Bank Of America

Charlotte, NC
08/2021 → 05/2024

Town Of Cornelius Staff

Cornelius, NC
07/2020 → 06/2021

Lowes Hardware

Concord, NC
08/2023 → 05/2024

Bethune Cookman University

Daytona Beach, FL
08/2022 → 06/2024

Bethune Cookman University

Daytona Beach, FL
08/2017 → 05/2022

Unc

Charlotte, NC
01/2015 → 07/2017

Unemployed

Huntersville, NC

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-07-03