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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-30
NC RA APPROVED 2025-06-03
  • TX RA
    APPROVED
    Since 2025-06-30
  • NC RA
    APPROVED
    Since 2025-06-03

Branch Locations

6000 Fairview Rd, Charlotte, NC 28210 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chick-Fil-A Fremont CA 10/2018 03/2020
Unemployed Charlotte NC 03/2020 02/2021
Starbucks Corporation Charlotte NC 02/2021 07/2024
J.CRew Charlotte NC 07/2022 06/2023
Bank Of America Merrill Lynch Charlotte NC 07/2024 Present
Bank Of America Los Angeles CA 06/2023 08/2023
Unemployed Fremont CA 01/2015 03/2020
  • 10/2018 → 03/2020
    Chick-Fil-A
    Fremont, CA
  • 03/2020 → 02/2021
    Unemployed
    Charlotte, NC
  • 02/2021 → 07/2024
    Starbucks Corporation
    Charlotte, NC
  • 07/2022 → 06/2023
    J.CRew
    Charlotte, NC
  • 07/2024 → Present
    Bank Of America Merrill Lynch
    Charlotte, NC
  • 06/2023 → 08/2023
    Bank Of America
    Los Angeles, CA
  • 01/2015 → 03/2020
    Unemployed
    Fremont, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-03
  • S66 Uniform Combined State Law Examination
    2025-06-03

View on SEC IAPD

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