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777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-30 |
Branch Locations
Costa Mesa, CA • United States
777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Irvine | CA | 10/2024 | 01/2026 |
| Atrium Payroll Services | Pittsburgh | PA | 05/2023 | 09/2024 |
| Grand Canyon Education | Phoenix | AZ | 01/2023 | 05/2023 |
| Grand Canyon University | Phoenix | AZ | 02/2020 | 01/2023 |
| Brookdale Senior Living | Danville | CA | 12/2019 | 08/2020 |
| Esperanza High School | Anaheim | CA | 01/2016 | 01/2020 |
| Pick Up Stix | Placentia | CA | 01/2019 | 06/2019 |
| Nylife Securities Llc | Pittsburgh | PA | 10/2024 | 01/2026 |
| Eagle Strategies Llc | Anaheim | CA | 02/2025 | 01/2026 |
| Blue Cedar Financial And Insurance Solutions | Anaheim | CA | 07/2025 | 01/2026 |
| Missionsquare Wealth Management | Washington | DC | 01/2026 | Present |
| Missionsquare Retirement | Washington | DC | 01/2026 | Present |
MissionSquare Retirement. Investment related. Nature of Business: MissionSquare is a Delaware non-profit corporation established in 1972 to assist state and local governments and their agencies and instrumentalities ("plan sponsors") in the establishment and maintenance of deferred compensation and qualified retirement plans for their public sector employees. Address: 777 N. Capitol Street, NE, Washington, DC 20002. Position: Retirement Plans Specialist. Start Date: 1/20/2026. Hours per month devoted to other business 160 (~8hr/day); during securities trading hours (9:30 am-4:00 pm EST): 8.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2024-11-27 |
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