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James Maxwell

Main Management, LLC

San Francisco, CA

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Current Employers
Main Management, Llc

601 California Street Suite 300, San Francisco, CA 94108 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-26
  • CA RA
    APPROVED
    Since 2023-06-26

Branch Locations

601 California Street Suite 300, San Francisco, CA 94108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ripple San Francisco CA 07/2018 09/2018
Santa Clara University Santa Clara CA 09/2018 07/2020
Main Management Llc San Francisco CA 07/2020 09/2020
Santa Clara University Santa Clara CA 09/2020 06/2022
Main Management Llc San Francisco CA 06/2022 Present
The Branson School Ross CA 09/2014 06/2018
  • 07/2018 → 09/2018
    Ripple
    San Francisco, CA
  • 09/2018 → 07/2020
    Santa Clara University
    Santa Clara, CA
  • 07/2020 → 09/2020
    Main Management Llc
    San Francisco, CA
  • 09/2020 → 06/2022
    Santa Clara University
    Santa Clara, CA
  • 06/2022 → Present
    Main Management Llc
    San Francisco, CA
  • 09/2014 → 06/2018
    The Branson School
    Ross, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-26
  • S65 Uniform Investment Adviser Law Examination
    2023-06-26

View on SEC IAPD

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