Ethan James Roberts

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Current Employers

Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2024-06-27
TX	RA	APPROVED	2024-06-27

AR RA
APPROVED

Since 2024-06-27
TX RA
APPROVED

Since 2024-06-27

Branch Locations

3100 Market Street, Rogers, AR 72758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unemployed	Springfield	MO	06/2014	08/2018
Dan Kinney Family Center	Springfield	MO	08/2018	08/2022
Education	Fayetteville	AR	08/2020	08/2022
Footlocker	Springfield	MO	08/2022	01/2023
Stephens Inc.	Little Rock	AR	06/2023	07/2023
Education	Fayetteville	AR	07/2023	06/2024
Stephens Inc.	Little Rock	AR	06/2024	05/2025
Edcuation	Fayetteville	AR	01/2023	05/2023
Stephens Inc.	Rogers	AR	05/2025	Present

06/2014 → 08/2018

Unemployed

Springfield, MO
08/2018 → 08/2022

Dan Kinney Family Center

Springfield, MO
08/2020 → 08/2022

Education

Fayetteville, AR
08/2022 → 01/2023

Footlocker

Springfield, MO
06/2023 → 07/2023

Stephens Inc.

Little Rock, AR
07/2023 → 06/2024

Education

Fayetteville, AR
06/2024 → 05/2025

Stephens Inc.

Little Rock, AR
01/2023 → 05/2023

Edcuation

Fayetteville, AR
05/2025 → Present

Stephens Inc.

Rogers, AR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-21

S66 Uniform Combined State Law Examination

2024-05-21

View on SEC IAPD

Other Firms

SOWELL MANAGEMENT

BANKERS LIFE ADVISORY SERVICES, INC.

CETERA INVESTMENT ADVISERS LLC

GUARDIAN FINANCIAL, INC.

THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

PRIVATE ADVISOR GROUP, LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

KIMBERLY DAWN SMITH

Sabrina Phillips Freeman

BART PATRICK ALLARD

TONYA GAY FULCHER

TONY JEROME HANSMANN

MARK WESLEY CHAMBERS

Trey Alan Taylor

Other Offices

SOWELL MANAGEMENT · Rogers, AR

BANKERS LIFE ADVISORY SERVICES, INC. · Bentonville, AR

CETERA INVESTMENT ADVISERS LLC · ROGERS, AR

GUARDIAN FINANCIAL, INC. · BENTONVILLE, AR

THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC · BENTONVILLE, AR

LPL FINANCIAL LLC · ROGERS, AR

PRIVATE ADVISOR GROUP, LLC · ROGERS, AR

STATE FARM INVESTMENT MANAGEMENT CORP. · ROGERS, AR

More in Rogers, AR

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