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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-06-17
  • NJ RA
    APPROVED
    Since 2024-06-17

Branch Locations

25A Vreeland Rd Ste 303, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sfs Management Llc Florham Park NJ 06/2023 Present
Weichert Financial Services Morris Plains NJ 06/2019 12/2022
American Financial Resources Dba. Elend.COm Parsippany NJ 09/2011 06/2019
Unemployment Rockaway NJ 12/2022 06/2023
Cetera Wealth Services, Llc El Segundo CA 04/2024 Present
Cetera Advisor Networks Llc El Segundo CA 06/2023 04/2024
Cetera Investment Advisers Llc Schaumburg IL 06/2024 Present
  • 06/2023 → Present
    Sfs Management Llc
    Florham Park, NJ
  • 06/2019 → 12/2022
    Weichert Financial Services
    Morris Plains, NJ
  • 09/2011 → 06/2019
    American Financial Resources Dba. Elend.COm
    Parsippany, NJ
  • 12/2022 → 06/2023
    Unemployment
    Rockaway, NJ
  • 04/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → 04/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: SFS MANAGEMENT LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADMINISTRATIVE SERVICES TO ADVISORS; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: CLIENT SERVICES MANAGER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 35; BRIEF DESCRIPTION OF DUTIES: ASSISTANT TO REGIONAL DIRECTOR, DAY TO DAY CLERICAL DUTIES, SCANNING AND UPLOADING DOCUMENTS, LOGGING CORRESPONDENCE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-29
  • S66 Uniform Combined State Law Examination
    2024-05-29

View on SEC IAPD

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