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Benjamin David Cook

Equitable Advisors, LLC

Helotes, TX

CRD 7756104

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-29
  • TX RA
    APPROVED
    Since 2023-11-29

Branch Locations

Helotes, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nissan Of Boerne Boerne TX 08/2020 04/2023
Equitable Advisors, Llc New York NY 06/2023 Present
Unemployed San Antonio TX 04/2023 06/2023
Ipac Nissan San Antonio TX 04/2020 08/2020
The Home Depot San Antonio TX 02/2020 04/2020
North East Isd San Antonio TX 08/1999 02/2020
Equitable Helotes TX 04/2025 Present
  • 08/2020 → 04/2023
    Nissan Of Boerne
    Boerne, TX
  • 06/2023 → Present
    New York, NY
  • 04/2023 → 06/2023
    Unemployed
    San Antonio, TX
  • 04/2020 → 08/2020
    Ipac Nissan
    San Antonio, TX
  • 02/2020 → 04/2020
    The Home Depot
    San Antonio, TX
  • 08/1999 → 02/2020
    North East Isd
    San Antonio, TX
  • 04/2025 → Present
    Equitable
    Helotes, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-20
S63 Uniform Securities Agent State Law Examination 2023-07-15
  • S65 Uniform Investment Adviser Law Examination
    2023-11-20
  • S63 Uniform Securities Agent State Law Examination
    2023-07-15
Other Names
  • Benjamin Cook

View on SEC IAPD

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