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Jonathan Michael Jennings

LPl Financial LLC

Rogers, AR

CRD 7755961

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2026-05-07
  • AR RA
    APPROVED
    Since 2026-05-07

Branch Locations

2600 S Pinnacle Hills Pkwy, Rogers, AR 72758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors Nashville TN 09/2025 11/2025
Blue Top Liquor Fayetteville AR 08/2024 05/2025
Lowes Home Improvement Ruston LA 08/2022 05/2023
Empire Building Materials Ruston LA 08/2021 05/2022
Laveer Wealth Management Shreveport LA 05/2023 07/2023
University Of Arkansas Fayetteville AR 08/2023 05/2025
Louisiana Tech University Ruston LA 09/2021 05/2023
C.E. Byrd Highschool Shreveport LA 08/2017 06/2021
Herndon Magnet School Belcher LA 08/2008 08/2017
Unemployed Fayetteville AR 07/2023 08/2024
Unemployed Nashville TN 05/2025 09/2025
First Western Bank Rogers AR 12/2025 Present
Lpl Rogers AR 12/2025 Present
  • 09/2025 → 11/2025
    Florida Financial Advisors Dba Tristate Financial Advisors
    Nashville, TN
  • 08/2024 → 05/2025
    Blue Top Liquor
    Fayetteville, AR
  • 08/2022 → 05/2023
    Lowes Home Improvement
    Ruston, LA
  • 08/2021 → 05/2022
    Empire Building Materials
    Ruston, LA
  • 05/2023 → 07/2023
    Laveer Wealth Management
    Shreveport, LA
  • 08/2023 → 05/2025
    University Of Arkansas
    Fayetteville, AR
  • 09/2021 → 05/2023
    Louisiana Tech University
    Ruston, LA
  • 08/2017 → 06/2021
    C.E. Byrd Highschool
    Shreveport, LA
  • 08/2008 → 08/2017
    Herndon Magnet School
    Belcher, LA
  • 07/2023 → 08/2024
    Unemployed
    Fayetteville, AR
  • 05/2025 → 09/2025
    Unemployed
    Nashville, TN
  • 12/2025 → Present
    First Western Bank
    Rogers, AR
  • 12/2025 → Present
    Lpl
    Rogers, AR
Previous Registrations
Other Businesses

1. 05/2026 - First Western Financial - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 11/24/2025

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-07-10
S65 Uniform Investment Adviser Law Examination 2025-09-23
  • S63 Uniform Securities Agent State Law Examination
    2026-07-10
  • S65 Uniform Investment Adviser Law Examination
    2025-09-23
Other Names
  • Jon-Michael Jennings

View on SEC IAPD

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