Alexi Howie

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 10/2017
  Beacon Pointe Wealth Advisors, Llc
  Milpitas, CA
• 10/2017 → 08/2022
  Capstone Capital Group
  Henderson, NV
• 08/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2018-06-27 → 2022-08-23
  Capstone Capital Wealth Advisors
  Henderson, NV
• 2013-11-19 → 2017-11-01
  Beacon Pointe Wealth Advisors, Llc
  San Jose, CA
  Newport Beach, CA
  Henderson, NV
  Milpitas, CA
  Milpitas, CA
• 2011-02-24 → 2011-10-31
  Excelcia Financial Group, Ltd.
  San Jose, CA
• 2008-04-03 → 2010-11-04
  Excelcia Capital Management, Llc
  Santa Clara, CA
• 2006-09-07 → 2009-05-07
  Afa Advisor Services Llc
  Calabasas, CA
  San Jose, CA
  Santa Clara, CA
• 2001-05-09 → 2005-11-03
  Ameriprise Financial Services, Llc
  Santa Clara, CA

Other Businesses

1.Kore Wealth Management, 871 Coronado Center Drive Ste 200, Henderson, Nevada 89052, 09/2022, Agent, Using a Trade Name/dba, INV REL, 40 HR/MO - 35 HR/MO TRADING 2.Girl Scouts, 2941 E Harris Ave, Las Vegas NV 89101, United States, 01/11/2023, Coach, Volunteer, NIR, 4 HR/MO - 0 HR/MO TRADING 3. Young Men Service League, Henderson NV 89044, United States, 05/01/2023, Board Member, Volunteer, NIR, 4 HR/MO - 0 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2001-05-04

Designations

• Certified Financial Planner

Other Names

• Alexi S J Williams
• Alexi Sarah Jane Williams
• Alexi Sarah Jane Williams - Howie
• Alexi Sarah Jane Howie