Best Investors Account Sign in

Keith Kerber

Ubs Financial Services Inc.

Charlotte, NC

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-07-10
NC RA APPROVED 2024-10-19
  • NJ RA
    APPROVED
    Since 2026-07-10
  • NC RA
    APPROVED
    Since 2024-10-19

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Pittsburgh PA 05/2023 08/2023
The Reserve At Lake Keowee Sunset SC 01/2024 05/2024
The Walker Course Clemson SC 01/2023 05/2023
St. Clair Country Club Pittsburgh PA 04/2017 08/2022
Upper St. Clair Athletic Association Pittsburgh PA 09/2018 02/2020
Ubs Financial Services, Inc. Charlotte NC 07/2024 Present
Clemson University Clemsons SC 09/2020 05/2024
Upper St. Clair School System Pittsburgh PA 08/2012 06/2020
  • 05/2023 → 08/2023
    Robert W. Baird
    Pittsburgh, PA
  • 01/2024 → 05/2024
    The Reserve At Lake Keowee
    Sunset, SC
  • 01/2023 → 05/2023
    The Walker Course
    Clemson, SC
  • 04/2017 → 08/2022
    St. Clair Country Club
    Pittsburgh, PA
  • 09/2018 → 02/2020
    Upper St. Clair Athletic Association
    Pittsburgh, PA
  • 07/2024 → Present
    Ubs Financial Services, Inc.
    Charlotte, NC
  • 09/2020 → 05/2024
    Clemson University
    Clemsons, SC
  • 08/2012 → 06/2020
    Upper St. Clair School System
    Pittsburgh, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-18
  • S66 Uniform Combined State Law Examination
    2024-10-18
Other Names
  • Keith T Kerber

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor