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Cooper James Tunney

Nuveen Asset Management, LLC

Chicago, IL

CRD 7755595

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Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-06-26
  • IL RA
    APPROVED
    Since 2026-06-26

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nuveen Securities, Llc San Francisco CA 04/2026 Present
Full-Time Education Bay Area CA 09/2005 05/2025
Unemployed Orinda CA 05/2025 03/2026
Nuveen Asset Management, Llc Chicago IL 04/2026 Present
  • 04/2026 → Present
    Nuveen Securities, Llc
    San Francisco, CA
  • 09/2005 → 05/2025
    Full-Time Education
    Bay Area, CA
  • 05/2025 → 03/2026
    Unemployed
    Orinda, CA
  • 04/2026 → Present
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-25
  • S66 Uniform Combined State Law Examination
    2026-06-25
Other Names
  • Cooper J Tunney

View on SEC IAPD

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