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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-11-05
  • NJ RA
    APPROVED
    Since 2025-11-05

Branch Locations

Orange, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kingston Wharves Limited Kingston 02/2019 05/2023
Unicomer Kingston 08/2018 12/2018
Hinduja Global Solutions Kingston 01/2018 05/2018
Unemployed Kingston 08/2016 12/2017
New York Life Insurance Company Edison NJ 06/2023 04/2024
Ny Life Securities Llc Edison NJ 11/2023 04/2024
Thrivent Investment Management Inc Orange NJ 07/2025 Present
State Farm C/O Gilma Escobar's Agency Edison NJ 04/2024 11/2024
J.P. Morgan Chase Bank Short Hills NJ 11/2024 04/2025
Cellular Sales New York City NY 05/2025 06/2025
Thrivent Financial Appleton WI 07/2025 12/2025
Thrivent Financial Appleton WI 12/2025 Present
  • 02/2019 → 05/2023
    Kingston Wharves Limited
    Kingston
  • 08/2018 → 12/2018
    Unicomer
    Kingston
  • 01/2018 → 05/2018
    Hinduja Global Solutions
    Kingston
  • 08/2016 → 12/2017
    Unemployed
    Kingston
  • 06/2023 → 04/2024
    New York Life Insurance Company
    Edison, NJ
  • 11/2023 → 04/2024
    Ny Life Securities Llc
    Edison, NJ
  • 07/2025 → Present
    Orange, NJ
  • 04/2024 → 11/2024
    State Farm C/O Gilma Escobar's Agency
    Edison, NJ
  • 11/2024 → 04/2025
    J.P. Morgan Chase Bank
    Short Hills, NJ
  • 05/2025 → 06/2025
    Cellular Sales
    New York City, NY
  • 07/2025 → 12/2025
    Thrivent Financial
    Appleton, WI
  • 12/2025 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

JAMAICA ORGANIZATION OF NEW JERSEY (JON-J) POSITION: Secretary of Essex County Chapter & Chair of the Faith-Based Committee NATURE: A 501(C)3 nonprofit organization with a dual purpose of building and strengthening ties amongst people of Jamaican heritage in communities across New Jersey and to serve as a resource to give back to our homeland. Comprised of several chapters within various counties across the state; membership primarily consists of Jamaican nationals, but events and initiatives are open to all; mission of JON-J is to empower Jamaicans and their descendants to maintain a cultural identity within their communities through establishing relationships within the business, civic, educational, religious, and international arena; promote recreational activities and assist in the development and improvement of community-related projects in Jamaica and across the State of New Jersey: To provide the necessary resources for Caribbean residents and new immigrants to settle and live in health and prosperity. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2023 ADDRESS: P.O. Box 446, Orange NJ 07050, United States DESCRIPTION: I take notes/minutes for the Essex Chapter as secretary for that county. For the Faith-Based Committee, I help organize Christian events.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-03
  • S66 Uniform Combined State Law Examination
    2025-11-03
Other Names
  • Javarne Rudel Smith

View on SEC IAPD

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