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Current Employers
Rise North Capital Investment Advisors

25 Braintree Hill Office Park, Braintree, MA 02184 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-12-16
NH RA APPROVED 2025-12-09
TX RA APPROVED 2025-12-09
  • MA RA
    APPROVED
    Since 2025-12-16
  • NH RA
    APPROVED
    Since 2025-12-09
  • TX RA
    APPROVED
    Since 2025-12-09

Branch Locations

25 Braintree Hill Office Park, Braintree, MA 02184 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aflac Boston MA 12/2019 08/2020
Guardian Life Insurance Co Quincy MA 01/2012 01/2019
Nylife Securities Llc Rockland MA 02/2021 01/2025
Unemployed Hanover MA 02/2019 11/2020
Zen Insurance Marshfield MA 04/2018 11/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2025 06/2025
Northwestern Mutual Investment Services Llc Rockland MA 02/2025 06/2025
Northwestern Mutual Investment Services Llc Milwaukee WI 03/2025 06/2025
Park Avenue Securities Llc Boston MA 03/2015 01/2018
Eagle Strategies Llc Rockland MA 04/2024 01/2025
Rise North Capital, Llc Dba Rise North Capital Braintree MA 07/2025 Present
Rnc Ria Llc Dba Rise North Capital Investment Advisors Braintree MA 10/2025 Present
Rnc Ria Llc Dba Rise North Capital Investment Advisor Braintree MA 10/2025 06/2026
  • 12/2019 → 08/2020
    Aflac
    Boston, MA
  • 01/2012 → 01/2019
    Guardian Life Insurance Co
    Quincy, MA
  • 02/2021 → 01/2025
    Nylife Securities Llc
    Rockland, MA
  • 02/2019 → 11/2020
    Unemployed
    Hanover, MA
  • 04/2018 → 11/2018
    Zen Insurance
    Marshfield, MA
  • 01/2025 → 06/2025
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2025 → 06/2025
    Rockland, MA
  • 03/2025 → 06/2025
    Milwaukee, WI
  • 03/2015 → 01/2018
    Park Avenue Securities Llc
    Boston, MA
  • 04/2024 → 01/2025
    Rockland, MA
  • 07/2025 → Present
    Rise North Capital, Llc Dba Rise North Capital
    Braintree, MA
  • 10/2025 → Present
    Rnc Ria Llc Dba Rise North Capital Investment Advisors
    Braintree, MA
  • 10/2025 → 06/2026
    Rnc Ria Llc Dba Rise North Capital Investment Advisor
    Braintree, MA
Previous Registrations
Other Businesses

RISE NORTH CAPITAL, LLC DBA RISE NORTH CAPITAL; INVESTMENT RELATED; 07/2025; BRAINTREE, MA; MANAGING DIRECTOR/SINSURANCE AGENT; INSURANCE AND ANNUITY PRODUCT SALES; 70% OF TIME SPENT ON ACTIVITY NCLUDING DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-01
S63 Uniform Securities Agent State Law Examination 2000-01-10
  • S65 Uniform Investment Adviser Law Examination
    2024-04-01
  • S63 Uniform Securities Agent State Law Examination
    2000-01-10
Other Names
  • James R Driscoll
  • James Richard Driscoll
  • James R Driscoll
  • James R Driscoll
  • Jim Driscoll

View on SEC IAPD

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