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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-26 |
| TX | RA | APPROVED | 2026-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2023 | Present |
| Aquatech Pool Management | Waxhaw | NC | 05/2017 | 07/2020 |
| Talent Bridge | Charlotte | NC | 07/2019 | 09/2020 |
| Maxwells Tavern | Waxhaw | NC | 08/2018 | 04/2019 |
| Tj Maxx | Fort Mill | SC | 08/2020 | 04/2021 |
| Jarek Auto Sales, Llc | Waxhaw | NC | 09/2020 | 05/2023 |
| Parkwood High School | Monroe | NC | 08/2016 | 06/2020 |
| South Piedmont Community College | Monroe | NC | 08/2019 | 05/2020 |
| University Of North Carolina At Charlotte | Charlotte | NC | 08/2020 | 05/2023 |
| Vanguard Marketing Corporation | Charlotte | NC | 06/2023 | Present |
| Vanguard Advisers, Inc. | Charlotte | NC | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-25 |
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