James Edward Curran

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Lpl Financial Llc
  West Hartford, CT
• 04/2016 → 10/2019
  Northstar Wealth Partners Llc
  West Hartford, CT

Previous Registrations

• 2016-05-02 → 2019-10-08
  Northstar Wealth Partners Llc
  West Hartford, CT
• 2010-07-13 → 2016-05-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  West Hartford, CT
• 2009-06-01 → 2010-07-13
  Morgan Stanley
  West Hartford, CT
• 2005-09-15 → 2009-06-01
  Citigroup Global Markets Inc.
  Hartford, CT
  West Hartford, CT

Other Businesses

1. 06/13/2022 - Robert E Curran Revocable Trust - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Trustee for Father - Start Date - 06/30/2022 - 1 Hours Per Month/ 1 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-10-18
• S66 Uniform Combined State Law Examination
  2001-01-03