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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-04-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Home Depot | Normal | IL | 02/2023 | 08/2023 |
| Old Navy | Aurora | IL | 11/2019 | 06/2020 |
| Sugar Grove Fun Center | Sugar Grove | IL | 05/2019 | 11/2019 |
| Vertex Accounting Partners | Sugar Grove | IL | 05/2023 | 03/2026 |
| Kaneland Harter Middle School | Sugar Grove | IL | 08/2014 | 05/2017 |
| Kaneland High School | Maple Park | IL | 05/2017 | 05/2021 |
| Illinois State University | Normal | IL | 08/2021 | 05/2025 |
| Lpl Financial Llc | Sugar Grove | IL | 05/2025 | 03/2026 |
| Nuveen Securities, Llc | Chicago | IL | 04/2026 | Present |
| Nuveen Asset Managment, Llc | Chicago | IL | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-12 |
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