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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-07-28 |
Branch Locations
West Orange, NJ • United States
9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Florham Park | NJ | 06/2025 | Present |
| Morgan Stanley | Short Hills | NJ | 05/2023 | 08/2023 |
| Morgan Stanley | Short Hills | NJ | 05/2024 | 08/2024 |
| Student | West Orange | NJ | 01/2015 | 05/2023 |
| Student | West Orange | NJ | 08/2023 | 05/2024 |
| Student | West Orange | NJ | 08/2023 | 05/2024 |
| Student | West Orange | NJ | 08/2024 | 06/2025 |
Caddie at Hamilton Farm Golf Club The business is unrelated to investments 1040 Pottersville Road, Gladstone, NJ, 07934, United States Providing golfers on-course advice Caddie Caddie, independent contractor June 2021 24 hours / month devoted to caddying (6 days per month, weekends only) 0 hours devoted to caddying during securities house Duties include providing excellent customer service to member golfers through conversations as it pertains to their round of golf
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-14 |
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