Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-21
KY RA APPROVED 2024-07-10
  • TX RA
    APPROVED
    Since 2025-03-21
  • KY RA
    APPROVED
    Since 2024-07-10

Branch Locations

130 Dudley Pike Ste 250, Edgewood, KY 41017-4312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Edgewood KY 05/2023 Present
Full Throttle Go Karting Florence KY 01/2018 12/2018
Tousey House Tavern Burlington KY 02/2019 04/2020
E.C Shaw Company Cincinnati OH 05/2020 08/2020
Dicks Sporting Goods Florence KY 10/2020 08/2021
Total Fitness Connection Bowling Green KY 09/2021 01/2022
Leachman Auto Bowling Green KY 02/2022 05/2022
Freedom Solar Pros Pheonix AZ 05/2022 03/2023
Student Florence KY 12/2005 12/2017
  • 05/2023 → Present
    Edgewood, KY
  • 01/2018 → 12/2018
    Full Throttle Go Karting
    Florence, KY
  • 02/2019 → 04/2020
    Tousey House Tavern
    Burlington, KY
  • 05/2020 → 08/2020
    E.C Shaw Company
    Cincinnati, OH
  • 10/2020 → 08/2021
    Dicks Sporting Goods
    Florence, KY
  • 09/2021 → 01/2022
    Total Fitness Connection
    Bowling Green, KY
  • 02/2022 → 05/2022
    Leachman Auto
    Bowling Green, KY
  • 05/2022 → 03/2023
    Freedom Solar Pros
    Pheonix, AZ
  • 12/2005 → 12/2017
    Student
    Florence, KY
Other Businesses

Outside Employment; Instill, LLC; I will have no activities in regard to this entity. I will not be an officer, director, or have any other obligations with regards to this entity. I will eventually be paid by this entity as the franchise advisor is migrating payroll and benefits from Breakwater, LLC to Instill, LLC.; Instill, LLC is an entity opened by the franchise advisor to pay benefits and payroll expenses. I have no responsibilities within this entity. I will receive compensation and benefits through this entity.; 130 Dudley Pike, Ste 250, Edgewood, KY, 41017; Investment-Related; 07/03/2024; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-08
  • S66 Uniform Combined State Law Examination
    2024-07-08
Other Names
  • Spencer Grome

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Edgewood, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor