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Erik Alfonso Lora

Mml Investors Services, LLC

White Plains, NY

New York, NY

CRD 7754979

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-16
NY RA APPROVED 2025-04-10
  • TX RA
    APPROVED_RES
    Since 2025-07-16
  • NY RA
    APPROVED
    Since 2025-04-10

Branch Locations

White Plains, NY • United States

155 East 44Th St 12Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc New York NY 05/2023 Present
Massmutual Life Insurance Co New York NY 08/2024 Present
University Of Maryland College Park College Park MD 08/2020 05/2024
Cintas Yonkers NY 05/2022 08/2022
Gedney Commons White Plains NY 06/2021 08/2021
Mead Orchards Tivoli Ny NY 07/2020 11/2020
Unemployed White Plains NY 01/2014 07/2020
  • 05/2023 → Present
    Mml Investors Services, Llc
    New York, NY
  • 08/2024 → Present
    Massmutual Life Insurance Co
    New York, NY
  • 08/2020 → 05/2024
    University Of Maryland College Park
    College Park, MD
  • 05/2022 → 08/2022
    Cintas
    Yonkers, NY
  • 06/2021 → 08/2021
    Gedney Commons
    White Plains, NY
  • 07/2020 → 11/2020
    Mead Orchards
    Tivoli Ny, NY
  • 01/2014 → 07/2020
    Unemployed
    White Plains, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-27
  • S66 Uniform Combined State Law Examination
    2025-03-27

View on SEC IAPD

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