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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-30
  • TX RA
    APPROVED
    Since 2024-08-30

Branch Locations

300 Crescent Court Suite 1450, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Plano TX 07/2023 08/2024
University Of Illinois Chicago Chicago IL 08/2021 05/2023
Jenner & Block Chicago IL 06/2022 12/2022
City Colleges Of Chicago Chicago IL 06/2020 07/2021
Unemployed Porter IN 10/2019 03/2020
Betama Educational Company Shen Zhen 10/2017 09/2019
Dotkids Educational Company Bei Jing 04/2013 07/2017
Rockefeller Financial Llc Dallas TX 08/2024 Present
City Colleges Of Chicago Porter IN 05/2020 06/2020
  • 07/2023 → 08/2024
    The Vanguard Group, Inc.
    Plano, TX
  • 08/2021 → 05/2023
    University Of Illinois Chicago
    Chicago, IL
  • 06/2022 → 12/2022
    Jenner & Block
    Chicago, IL
  • 06/2020 → 07/2021
    City Colleges Of Chicago
    Chicago, IL
  • 10/2019 → 03/2020
    Unemployed
    Porter, IN
  • 10/2017 → 09/2019
    Betama Educational Company
    Shen Zhen
  • 04/2013 → 07/2017
    Dotkids Educational Company
    Bei Jing
  • 08/2024 → Present
    Dallas, TX
  • 05/2020 → 06/2020
    City Colleges Of Chicago
    Porter, IN
Previous Registrations
Other Businesses

NAME OF BUSINESS: Self-Employed NON-INVESTMENT RELATED ADDRESS (City/State): Dallas, TX NATURE OF BUSINESS: Faculty/Teaching POSITION: Mandarin Teacher START DATE (Month/Year): 03/2020 APPROXIMATE HOURS PER MONTH: 4 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: Teach mandarin online

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-02
  • S66 Uniform Combined State Law Examination
    2023-10-02

View on SEC IAPD

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