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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-05-10 |
| MA | RA | APPROVED | 2023-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | New York | NY | 01/2015 | 03/2018 |
| Tullett Prebon Americas Holdings Inc | New York | NY | 04/2018 | 01/2019 |
| Market Alpha Advisors | New York | NY | 03/2019 | 01/2023 |
| 1776 Financial | Franklin | MA | 01/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Franklin | MA | 02/2023 | Present |
| Raymond James Financial Services, Inc. | Franklin | MA | 05/2023 | Present |
(1) Name of Business: 1776 Financial Address: 443 E Central St, Franklin, MA, 02038-1304, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial advisor
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-08-28 |
| S65 | Uniform Investment Adviser Law Examination | 2023-03-07 |
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