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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-10
MA RA APPROVED 2023-03-21
  • NY RA
    APPROVED
    Since 2023-05-10
  • MA RA
    APPROVED
    Since 2023-03-21

Branch Locations

443 E Central St, Franklin, MA 02038-1304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York NY 01/2015 03/2018
Tullett Prebon Americas Holdings Inc New York NY 04/2018 01/2019
Market Alpha Advisors New York NY 03/2019 01/2023
1776 Financial Franklin MA 01/2023 Present
Raymond James Financial Services Advisors, Inc. Franklin MA 02/2023 Present
Raymond James Financial Services, Inc. Franklin MA 05/2023 Present
  • 01/2015 → 03/2018
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 04/2018 → 01/2019
    Tullett Prebon Americas Holdings Inc
    New York, NY
  • 03/2019 → 01/2023
    Market Alpha Advisors
    New York, NY
  • 01/2023 → Present
    1776 Financial
    Franklin, MA
  • 02/2023 → Present
    Franklin, MA
  • 05/2023 → Present
    Raymond James Financial Services, Inc.
    Franklin, MA
Other Businesses

(1) Name of Business: 1776 Financial Address: 443 E Central St, Franklin, MA, 02038-1304, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2023 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial advisor

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-08-28
S65 Uniform Investment Adviser Law Examination 2023-03-07
  • S63 Uniform Securities Agent State Law Examination
    2023-08-28
  • S65 Uniform Investment Adviser Law Examination
    2023-03-07

View on SEC IAPD

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