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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-24
  • MD RA
    APPROVED
    Since 2025-01-24

Branch Locations

303 International Cir Ste 105, Cockeysville, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Bel Air MD 12/2000 07/2023
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2023 11/2024
Northwestern Mutual Investment Services Llc Hunt Valley MD 07/2023 11/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2024 11/2024
Lpl Enterprise Hunt Valley MD 12/2024 Present
  • 12/2000 → 07/2023
    Unemployed
    Bel Air, MD
  • 07/2023 → 11/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2023 → 11/2024
    Northwestern Mutual Investment Services Llc
    Hunt Valley, MD
  • 04/2024 → 11/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2024 → Present
    Lpl Enterprise
    Hunt Valley, MD
Other Businesses

1) 06/11/2025- Frame Wealth Partners- DBA for LPL Business (entity for LPL business) - inv. related- at reported business location(s)- start date 04/21/2025- 160hrs/mnth-160hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-23
S63 Uniform Securities Agent State Law Examination 2023-12-12
  • S66 Uniform Combined State Law Examination
    2025-01-23
  • S63 Uniform Securities Agent State Law Examination
    2023-12-12
Other Names
  • Jacob Krieger
  • Jake Krieger

View on SEC IAPD

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