Rocco John Giglio

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2021 → 08/2021
  Tribeca Concrete Construction
  Kansas City, MO
• 08/2019 → 05/2023
  Student
  Springfield, MO
• 01/2014 → 05/2019
  Student
  Kansas City, MO
• 02/2022 → 12/2022
  Hickory Hills Country Club
  Springfield, MO
• 05/2019 → 08/2019
  Staley Farms Golf Club
  Kansas City, MO
• 06/2023 → Present
  Cramer Capital Management
  Smithville, MO
• 04/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → 04/2024
  Cetera Advisor Networks Llc
  El Segundo, CA
• 08/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 09/2023; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: CRAMER CAPITAL MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2023 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADMINISTRATOR APX NUMBER OF HOURS PER WEEK: 35 APX NUMBER OF HOURS DURING TRADING HOURS: 35 BRIEF DESCRIPTION OF DUTIES: HELP THE CURRENT ADVISORS WITH DAY-TO-DAY ACTIVITIES 3. NAME OF OTHER BUSINESS: URBAN CORE GROUP; INVESTMENT RELATED: NO; ADDRESS: 31 W. 31ST ST KANSAS CITY, MO 64108; NATURE OF BUSINESS: NON PROFIT; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: TRACK MEMBER DUES, FILE ANNUAL TAXES, CREATE P/L STATEMENTS FOR BOARD MEETINGS, KEEP TRACK OF BANK STATEMENTS AND ENSURE GOOD STANDING WITH THE STATE; 4. NAME OF OTHER BUSINESS: ST. PIUS X HIGH SCHOOL; INVESTMENT RELATED: NO; ADDRESS: 1500 NE 42ND TERRACE, KANSAS CITY, MO 64156; NATURE OF BUSINESS: FOOTBALL; START DATE: 6/2025; POSITION/TITLE/RELATIONSHIP: ASSISTANT COACH - FRESHMAN; APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH COACHING DUTIES FOR THE FRESHMAN FOOTBALL TEAM;

Exams

• S66 Uniform Combined State Law Examination
  2024-08-19