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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-25
MO RA APPROVED 2023-09-07
  • TX RA
    APPROVED
    Since 2023-09-25
  • MO RA
    APPROVED
    Since 2023-09-07

Branch Locations

416 Elm Street, Washington, MO 63090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Assured Planning Agency, Llc Washington MO 02/2023 06/2023
Symmetry Financial Group Swannanoa NC 07/2022 02/2023
Framework Mortgage Chesterfield MO 07/2017 07/2022
Mcbride &Amp; Son Homes Chesterfield MO 11/2014 07/2017
Thrivent Investment Management Inc. Washington MO 07/2023 Present
Thrivent Financial Appleton WI 09/2023 01/2024
Thrivent Financial Appleton WI 01/2024 Present
  • 02/2023 → 06/2023
    Capital Assured Planning Agency, Llc
    Washington, MO
  • 07/2022 → 02/2023
    Symmetry Financial Group
    Swannanoa, NC
  • 07/2017 → 07/2022
    Framework Mortgage
    Chesterfield, MO
  • 11/2014 → 07/2017
    Mcbride &Amp; Son Homes
    Chesterfield, MO
  • 07/2023 → Present
    Washington, MO
  • 09/2023 → 01/2024
    Thrivent Financial
    Appleton, WI
  • 01/2024 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

WASHINGTON HEIGHTS LAKE LOT OWNERS ASSOCIATION POSITION: Treasurer NATURE: The Washington Heights Lake Lot Owners Association is a group of 14 households whose residence sits on a Lot that touches the shared Lake, and whom have full access to use the Lake. The group was formed to maintain and upkeep the Lake. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/13/2023 ADDRESS: 3 Wheatly Ct., Washington MO 63090, United States DESCRIPTION: I am the Treasurer elect of our residential neighborhood Lake Lot homeowner's association. My duties involved collecting annual dues from the homeowner's, and paying out expenses from our association account. FRANKLIN COUNTY FOSTER CLOSET POSITION: Board Member NATURE: The foster closet support foster kids and foster families by providing them with free clothing, toiletries, furniture and school supplies, to help ease the burden of transitioning into a new home. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2025 ADDRESS: 500 Clark Ave., Ste. C, Union MO 63084, United States DESCRIPTION: Attend 9 board meetings per year, provide support by volunteering at fundraising events. GOAL FOR GOOD CHARITY SOCCER TOURNAMENT- NONPROFIT POSITION: Director/Owner NATURE: This NonProfit holds an annual charity soccer tournament that raises funds for the community. All proceeds get directed back into local organizations such as other nonprofits that serve the community. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/11/2025 ADDRESS: 3 Wheatly Ct., Washington MO 63090, United States DESCRIPTION: I would be responsible to putting together a Board of Directors, and collectively we would manage the tournament by securing a location for the tournament, recruiting teams to play, seeking sponsorships and donations. I would oversee the tournament. REFERRAL CONNECTION NETWORK POSITION: President NATURE: RCN is a professional networking group, where professionals meet weekly to network, make connections with business owners and see how we can collectively help make impact in our community. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/15/2025 ADDRESS: 310 Elm St., Washington MO 63090, United States DESCRIPTION: Facilitate meetings and help grow the group via by inviting guests to meetings

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-20
  • S66 Uniform Combined State Law Examination
    2023-07-20

View on SEC IAPD

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