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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-25 |
| MO | RA | APPROVED | 2023-09-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Assured Planning Agency, Llc | Washington | MO | 02/2023 | 06/2023 |
| Symmetry Financial Group | Swannanoa | NC | 07/2022 | 02/2023 |
| Framework Mortgage | Chesterfield | MO | 07/2017 | 07/2022 |
| Mcbride &Amp; Son Homes | Chesterfield | MO | 11/2014 | 07/2017 |
| Thrivent Investment Management Inc. | Washington | MO | 07/2023 | Present |
| Thrivent Financial | Appleton | WI | 09/2023 | 01/2024 |
| Thrivent Financial | Appleton | WI | 01/2024 | Present |
WASHINGTON HEIGHTS LAKE LOT OWNERS ASSOCIATION POSITION: Treasurer NATURE: The Washington Heights Lake Lot Owners Association is a group of 14 households whose residence sits on a Lot that touches the shared Lake, and whom have full access to use the Lake. The group was formed to maintain and upkeep the Lake. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/13/2023 ADDRESS: 3 Wheatly Ct., Washington MO 63090, United States DESCRIPTION: I am the Treasurer elect of our residential neighborhood Lake Lot homeowner's association. My duties involved collecting annual dues from the homeowner's, and paying out expenses from our association account. FRANKLIN COUNTY FOSTER CLOSET POSITION: Board Member NATURE: The foster closet support foster kids and foster families by providing them with free clothing, toiletries, furniture and school supplies, to help ease the burden of transitioning into a new home. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2025 ADDRESS: 500 Clark Ave., Ste. C, Union MO 63084, United States DESCRIPTION: Attend 9 board meetings per year, provide support by volunteering at fundraising events. GOAL FOR GOOD CHARITY SOCCER TOURNAMENT- NONPROFIT POSITION: Director/Owner NATURE: This NonProfit holds an annual charity soccer tournament that raises funds for the community. All proceeds get directed back into local organizations such as other nonprofits that serve the community. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/11/2025 ADDRESS: 3 Wheatly Ct., Washington MO 63090, United States DESCRIPTION: I would be responsible to putting together a Board of Directors, and collectively we would manage the tournament by securing a location for the tournament, recruiting teams to play, seeking sponsorships and donations. I would oversee the tournament. REFERRAL CONNECTION NETWORK POSITION: President NATURE: RCN is a professional networking group, where professionals meet weekly to network, make connections with business owners and see how we can collectively help make impact in our community. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/15/2025 ADDRESS: 310 Elm St., Washington MO 63090, United States DESCRIPTION: Facilitate meetings and help grow the group via by inviting guests to meetings
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-20 |
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