Harvey Allen Reiner

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → 01/2021
  Lpl Financial
  Webster, NY
• 05/2008 → Present
  Xceed Financial Credit Union
  Webster, NY
• 01/2021 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2021 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2008-06-17 → 2021-01-19
  Lpl Financial Llc
  Rochester, NY
  Parsippany, NJ
  Webster, NY
  El Segundo, CA
  Webster, NY
  Rochester, NY
  Rochester, NY
  Lewisville, TX
  El Segundo, CA
  Rochester, NY
  Norwalk, CT
  Rochester, NY
  Webster, NY
  Rochester, NY
• 2006-10-18 → 2007-08-30
  Hsbc Securities (Usa) Inc.
  Rochester, NY

Other Businesses

1) VALIANT STANDARD WEALTH MANAGEMENT, 269 VARINNA DRIVE, ROCHESTER, NY WEALTH MANAGEMENT, FINANCIAL ADVISOR/CONSULTANT, 01/01/21, INV REL, 60 HR/WK- 3.5 TRADING HR. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 3) HARVEY REINER, 269 Varinna Drive, Rochester NY 14618, United States, 01/04/2021, Insurance Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 HR/MO TRADING 4) HARVEY REINER, 600 LINDEN AVENUE ROCHESTOR NY 14625, 11/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 5 HR/MO 5 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  1999-05-19