Ethan Colby Edwards

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2023 → 08/2024
  Wells Fargo Clearing Services
  Charlotte, NC
• 05/2023 → 08/2023
  Us Tech Solutions
  Jersey City, NJ
• 07/2022 → 03/2023
  Fidelity Charitable
  Durham, NC
• 03/2021 → 04/2022
  Big Thai
  Wilmington, NC
• 03/2020 → 03/2021
  Ll Flooring
  Wilmington, NC
• 07/2019 → 03/2020
  Cape Fear Country Club
  Wilmington, NC
• 10/2018 → 11/2018
  Ace Solar And Roofing
  Wilmington, NC
• 05/2019 → 07/2019
  Tillery Tradition Country Club
  Albemarle, NC
• 03/2016 → 03/2018
  Food Lion
  Oakboro, NC
• 11/2019 → 03/2020
  Archer Healthcare
  Wilmington, NC
• 10/2018 → 05/2019
  Enterprise
  Wilmington, NC
• 03/2018 → 08/2018
  Eudy's Cabinet
  Stanfield, NC
• 05/2022 → 07/2022
  Eudy's Cabinet
  Stanfield, NC
• 08/2018 → 10/2018
  Unemployed
  Wilmington, NC
• 09/2024 → 06/2025
  Alloy Investment Management
  Charlotte, NC
• 01/2025 → 06/2025
  Foundations Investment Advisors
  Phoenix, AZ
• 06/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 06/2025 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2025-01-27 → 2025-06-17
  Foundations Investment Advisors Llc
  Phoenix, AZ
  Charlotte, NC
• 2024-12-20 → 2025-06-16
  Alloy Investment Management
  Greenville, SC
  Charlotte, NC

Other Businesses

1. ETHAN EDWARDS, 602 W Main St, Locust NC 28097, United States, 06/16/2025, Agent, Insurance/Benefits/Human Resources, INV REL, 20 HR/MO - 1 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/17/2025 3. WATER OAK INVESTMENTS, ACTING AS DBA, 602, Locust, North Carolina NC 28163, United States, 06/16/2025, W2 Employee, DBA Name, INV REL, 160 HR/MO - 160 HR/MO TRADING 4. ACTION AUTO GROUP LLC, 1430 N Main St, Oakboro NC 28129, United States, 09/29/2025, Support Role (Helping Owner), Owner/Partner of a Business Entity, NIR, 10 HR/MO - 0 HR/MO TRADING 5. WEST STANLY ROTARY, 607 W Main St, Locust, NC 28097, 07/2026, President, Volunteer, NIR, 12 HR/MO, 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-12-11
• S63 Uniform Securities Agent State Law Examination
  2023-08-14

Other Names

• Ethan Edwards