Mark Alan Harris

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → Present
  Ameriprise Financial Services, Inc.
  Farmingdale, NY
• 01/2024 → Present
  Osaic
  Hauppauge, NY

Previous Registrations

• 2016-03-02 → 2024-03-12
  Ameriprise Financial Services, Llc
  Hauppauge, NY
  Hauppauge, NY
• 2006-02-03 → 2016-03-17
  Investors Capital Corp.
  Lynnfield, MA
  Greenville, SC
  Freeport, NY
  Lynnfield, MA

Other Businesses

1. Business Ownership; Mark Harris LLC; Primary Member; This LLC is established for my Ameriprise financial practice to pay rent and office bills.; Smithtown, NY 11787; Not Investment Related; December 2004; 1 to 9 hours per month; 0 during trading hours. 2. LATITUDE WEALTH ADVISORS POSITION: broker NATURE: corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 9 SECURITIES TRADING HOURS: 9 START DATE: 02/23/2024 ADDRESS: 1200 Veterans memorial Hwy, suite 105, Hauppauge NY 11788, United States DESCRIPTION: I sell insurance as part of my comprehensive advice offered to clients

Exams

• S66 Uniform Combined State Law Examination
  2006-01-23
• S63 Uniform Securities Agent State Law Examination
  1999-04-28