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Fiduciary Financial Advisors CRD 172103
$1.33B regulatory AUM 59 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
124 Fulton St. East Suite 200, Grand Rapids, MI 49503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2020-11-16 |
Branch Locations
124 Fulton St. East Suite 200, Grand Rapids, MI 49503 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Grand Rapids | MI | 02/2009 | 10/2020 |
| Lake Michigan Credit Union | Grand Rapids | MI | 11/2009 | 10/2020 |
| Fiduciary Financial Advisors | Grand Rapids | MI | 10/2020 | Present |
Mr. Fisher is an independent insurance agent (life, annuity and Health). Mr. Fisher may recommend these services to clients. This other business activity pays Mr. Fisher commissions that are separate from the fees described in the firm's ADV Part 2A. This is a conflict of interest because the commissions give Mr. Fisher a financial incentive to recommend and sell clients the insurance products. However, Mr. Fisher attempts to mitigate any conflicts of interest to the best of his ability by placing the client's interests ahead of his own, through his fiduciary duty and by informing clients that they are never obligated to purchase recommended insurance through him. Additionally, Mr. Fisher uses the services of a third-party brokerage to obtain multiple price quotes in a proactive effort to obtain price reductions and reduce out of pocket costs for each client.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-01 |
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