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Austin Allen Tapley

Hantz Financial Services, Inc.

Ann Arbor, MI

CRD 7753000

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Employer firm

Hantz Financial Services, Inc. CRD 46047

$10.0B regulatory AUM 1,861 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hantz Financial Services, Inc.

26200 American Drive Fifth Floor, Southfield, MI 48034 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-10-23
  • MI RA
    APPROVED
    Since 2023-10-23

Branch Locations

2400 Green Road, Ann Arbor, MI 48105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwest Middle/High School Jackson MI 05/2013 08/2019
Adrian College Adrian MI 08/2019 05/2023
Mr, Winter Snow Services And Landscaping Holt MI 05/2021 08/2021
Mr. Winter Snow Services And Landscaping Holt MI 05/2022 06/2022
Hantz Financial Services Southfield MI 05/2023 Present
  • 05/2013 → 08/2019
    Northwest Middle/High School
    Jackson, MI
  • 08/2019 → 05/2023
    Adrian College
    Adrian, MI
  • 05/2021 → 08/2021
    Mr, Winter Snow Services And Landscaping
    Holt, MI
  • 05/2022 → 06/2022
    Mr. Winter Snow Services And Landscaping
    Holt, MI
  • 05/2023 → Present
    Hantz Financial Services
    Southfield, MI
Other Businesses

Deep Abyss, LLC & Tapley Holdings, LLC; Non-investment related; 1094 Virgina Way, Jackson, MI 49201; Tournament/Charter Fishing; Partner; Began on April 30, 2026; Approximately 20 hours per month devoted to this business; Zero (0) hours per month devoted to this business during securities trading hours; Duties include participating in fishing tournaments and possible charter fishing services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-18
  • S66 Uniform Combined State Law Examination
    2023-10-18
Designations
  • Certified Financial Planner
  • Chartered Financial Consultant

View on SEC IAPD

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