Simon M Fisher

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2023 → 09/2023
  Keyes Stange & Wooten Wealth Management, Llc
  Daytona Beach, FL
• 12/2022 → 03/2023
  Built Technologies
  Nashville, TN
• 09/2019 → 11/2022
  Computer Services Inc.
  Paducah, KY
• 04/2018 → 09/2019
  The Copper River Group
  Fargo, ND
• 03/2013 → 04/2018
  First International Bank And Trust
  Williston, ND
• 12/2023 → Present
  Thrivent Investment Management Inc
  Minneapolis, MN
• 01/2024 → 07/2024
  Thrivent Financial
  Appleton, WI
• 07/2024 → Present
  Thrivent Financial
  Appleton, WI

Previous Registrations

• 2023-08-24 → 2023-10-02
  Keyes, Stange & Wooten Wealth Management, Llc
  Daytona Beach, FL
  Daytona Beach, FL

Other Businesses

ANYWHERE INC. DBA CRUISE BROTHERS POSITION: Associate Agent NATURE: I joined Cruise Brothers to book cruises and additional travel as an agent and receive a commission. To date, I have only booked cruises for myself however I could book them for someone else as an agent. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 820 Bald Hill Road, Warwick RI 02886, United States DESCRIPTION: I have no responsibilities to the organization SOUTH DAYTONA LIONS CLUB POSITION: Director NATURE: Lions Club International is a service organization dedicated to serving their communities. Lions Club International serves communities in over 200 countries and geographical areas around the world. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 06/09/2024 ADDRESS: 968 Reed Canal Rd, South Daytona FL 32119, United States DESCRIPTION: Serve on the board of directors, attend meetings as needed, provide input on direction of club INTELLIGENT PROSPECT LLC POSITION: Owner NATURE: Intelligent Prospect LLC is a technology company that develops and operates software tools designed to help businesses improve outreach and communication with prospective clients. The company focuses on software development and digital engagement solutions and does not provide investment, insurance, or financial advisory services. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/06/2026 ADDRESS: 1401 S Palmetto Ave #309, Daytona Beach FL 32114, United States DESCRIPTION: I own and oversee the operations of the company, including software development direction, vendor relationships, and general business administration. My responsibilities are limited to managing the technology platform and business operations and do not involve providing financial, investment, or insurance-related services. MIND BODY AND SOUL SOUTIONS POSITION: Board Member NATURE: To help those with chronic illnesses and disabilities by providing them with vital information, necessary medical supplies, and modifications to enhance their quality of life. Mind Body & Soul Solutions understands the challenges faced by individuals living with chronic conditions or disabilities, and is committed to offering them the support they need to thrive. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2026 ADDRESS: 3348 Caldwell St, Deltona FL 32738, United States DESCRIPTION: provide a description for a board member - I am just a generic board member for mind body and soul solutions which has this mission statement To help those with chronic illnesses and disabilities by providing them with vital information, necessary medical supplies, and modifications to enhance their quality of life. We understand the challenges faced by individuals living with chronic conditions or disabilities, and we are committed to offering them the support they need to thrive.

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-12-20
• S65 Uniform Investment Adviser Law Examination
  2023-08-07

Other Names

• Simon Fisher
• Simon Michael Fisher