Douglas Marchand Minor

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-05-18
MS	RA	APPROVED	2013-02-13

TX RA
APPROVED_RES

Since 2016-05-18
MS RA
APPROVED

Since 2013-02-13

Branch Locations

4266 I-55 North, Suite 200, Jackson, MS 39211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Jackson	MS	02/2013	Present

02/2013 → Present

Raymond James & Associates, Inc.

Jackson, MS

Previous Registrations

2012-01-26 → 2013-02-13

Morgan Keegan & Company, Llc

Jackson, MS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-01-23
S66	Uniform Combined State Law Examination	1999-06-28

S65 Uniform Investment Adviser Law Examination

2012-01-23
S66 Uniform Combined State Law Examination

1999-06-28

View on SEC IAPD