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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-05-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Waterloo | IA | 07/2023 | 05/2026 |
| Spahn & Rose Lumber Co | Jesup | IA | 10/2021 | 07/2023 |
| Farmers State Bank | Cedar Falls | IA | 11/2018 | 10/2021 |
| Spahn & Rose Lumber Co | Jesup | IA | 11/2017 | 11/2018 |
| Minor League Baseball Umpire Development | St. Petersburg | FL | 02/2017 | 11/2017 |
| Self-Employed Sports Official | Jesup | IA | 06/2011 | 02/2017 |
| Osaic Wealth, Inc. | Waterloo | IA | 05/2026 | Present |
1. JOHNSON WEALTH MANAGEMENT INC; INV RELATED; WATERLOO, IA; 50% OWNERSHIP; START DATE 12/31/2024; 1 HOUR PER MONTH; 0 HOURS DRING TRADING; FINANCIAL PLANNING PRACTICE 2. JOHNSON WEALTH MANAGEMENT, INC. POSITION: Owner NATURE: Corporation for Tax Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 140 START DATE: 06/30/2023 ADDRESS: 3146 Brockway Rd, Waterloo IA 50701-5103, United States DESCRIPTION: Financial Advisor. This entity is for tax purposes. Not sure if I should be answering differently or not. My normal work from Signature Private Wealth Management is the same thing. 3. INSURANCE POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/02/2024 ADDRESS: 3146 Brockway Rd, Waterloo IA 50701-5103, United States DESCRIPTION: Insurance sales. Very infrequent. Less than one hour a month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-26 |
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