Nickolas Patrick Asch

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2023 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 08/2018 → 05/2023
  University Of South Carolina
  Columbia, SC
• 05/2020 → 07/2020
  Lowes Home Improvement
  Spartanburg, SC
• 08/2015 → 05/2019
  Paul M Dorman High School
  Roebuck, SC
• 11/2023 → Present
  Self Employed
  Charlotte, NC
• 07/2023 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 07/2025 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Other Businesses

NAME OF BUSINESS: SELF EMPLOYED NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: SERVICE POSITION: CONTRACTED WITH ROVER START DATE: 11/2023 APPROXIMATE HOURS/MONTH: 30 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PET SITTING

Exams

• S66 Uniform Combined State Law Examination
  2025-03-18
• S63 Uniform Securities Agent State Law Examination
  2023-10-17

Other Names

• Nick Patrick Asch
• Nickolas Asch
• Nick Asch